Pathway Financial Advisors, LLC

RIASEC RegisteredEst. 2005

Total AUM

$1.6B

Discretionary

$1.6B

100% of AUM

Avg account

$1.4M

Accounts

1,147

Employees

Advisory reps

Firm details

Headquarters: South Burlington, Vermont
CRD number: 124801
Registered since: August 15, 2005
Website: www.pathwayadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, JOHN HANCOCK DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86%
Pension & Profit Sharing Plans12.14%
Individuals1.87%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pathway Financial Advisors, LLC is an independent registered investment adviser formed in 2005 and owned by an individual. The firm serves primarily individuals and families, offering financial planning and portfolio management for both personal and smaller institutional clients. Its fee model includes asset-based fees, hourly charges, and fixed-fee engagements. Pathway identifies as an active ESG investor and lists an accounting affiliation among its industry relationships. The firm received Citywire’s "50 Growers Across America" recognition in both 2020 and 2021. Pathway’s advisory scope covers comprehensive financial planning plus discretionary portfolio management for individuals, small businesses, and other business or institutional clients. Although it operates with a relatively concentrated client roster, the firm delegates custody to major custodians and appears to structure client portfolios around pooled public funds and outsourced managers where appropriate.