Pathway Financial Advisors, LLC
Firm details
- Headquarters
- South Burlington, Vermont
- CRD number
- 124801
- Registered since
- August 15, 2005
- Website
- www.pathwayadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, JOHN HANCOCK DISTRIBUTORS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86%
- Pension & Profit Sharing Plans12.14%
- Individuals1.87%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pathway Financial Advisors, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2005. The firm serves individual and family clients and bills using a mix of percentage of assets under management, hourly charges, and fixed fees. Its core advisory activities include financial planning and discretionary portfolio management for individuals, small businesses, and select institutional or business clients. The firm identifies as an active ESG investor and lists an accounting firm affiliation as part of its industry relationships. Pathway does not operate as a capital allocator. Pathway has been recognized in Citywire’s 50 Growers Across America list in both 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- US Government Bonds15%
- Exchange Traded Equities3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Contacts
3 of 6
Darren Beck
Lead Financial PlannerCRD 2913386
Scott Beaudin
Lead Financial PlannerCRD 4694627
Jonathan Smith
Financial PlannerCRD 3128341
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$837M in ETFs
88%
$735M
5%
$102M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $116M | 528,713 | 13.84% |
Location
South Burlington, VT
Chittenden
Location
South Burlington, VT
Headquartered in South Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Chittenden
- Address
- 725 Community Dr
- Time zone
- ET (UTC-5)
- Office locations
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