NINEPOINTTWO CAPITAL LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 297270
- Registered since
- March 11, 2021
- Website
- www.ninepointtwo.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles53.51%
- HNWI45.83%
- Individuals0.46%
- Pension & Profit Sharing Plans0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Ninepointtwo Capital LLC is an independent registered investment adviser that blends active equity and ETF exposure with more complex strategies, including derivatives and alternative funds. The firm serves both individual and institutional clients and operates with a fee model that combines a percentage of assets under management and performance-based fees. Its advisory scope covers financial planning and portfolio management across individuals, small businesses, pooled investment vehicles and institutional clients, and it also operates in a commodity pool/CTA capacity. Investment activity centers on liquid public markets—a sizable ETF sleeve sits alongside direct equity positions—while the firm supplements those allocations with privately managed and third-party alternative strategies. Derivatives appear to be an important tactical tool for portfolio construction or risk management, and the firm also sponsors or advises a hedge fund vehicle, indicating a capability to run pooled, actively managed alternative products in-house.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Derivatives89%
- Exchange Traded Equities11%
Contacts
2 of 2Timothy Streufert
PrincipalCRD 6951858
Joseph Malhas
Managing PrincipalCRD 6443454
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$166M in ETFs
95%
$158M
5%
$8.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US TIPS ETF (SCHP) | Schwab | Passive | Inflation Protected Bond | $59.4M | 1,138,852 | 35.72% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 1901 Avenue of the Stars
- Time zone
- PT (UTC-8)
- Office locations
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