NINE MASTS CAPITAL ADVISERS LLC

RIASEC RegisteredEst. 2024
Total AUM
$485M
Discretionary
$485M
100% of AUM
Avg account
$485M
Accounts
1
Employees
4
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
322775
Registered since
September 5, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nine Masts Capital Advisers LLC is an SEC-registered investment adviser organized as an LLC and registered in 2024. The firm serves institutional clients and functions primarily as a manager of pooled investment vehicles, acting in CPO/CTA capacity and taking sponsor/GP/managing-member roles for those vehicles. Ownership is described as a mix of a foreign entity and an individual, and the adviser is not identified as a multi-state or ESG-focused manager. Its commercial model combines a percentage-of-assets fee with performance-based compensation, and the adviser reports that all assets under management are discretionary. The firm’s stated advisory activity is portfolio management for pooled vehicles rather than direct retail advisory or pension consulting.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Trevor Kiaran Ka-Chi LI

    Chief Financial OfficerCRD 7926407

Contacts

3 of 3
  • Irene Erika Irina Backenhorn

    Legal and ComplianceCRD 7300491

  • BING WANG

    FounderCRD 3277268

  • RON SCHACHTER

    Co-Founder and Managing PartnerCRD 4822348

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
667 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth