1505 CAPITAL LLC

RIASEC RegisteredEst. 2018
Total AUM
$486M
Discretionary
$458M
94% of AUM
Avg account
$34.7M
Accounts
14
Employees
11
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
298880
Registered since
October 23, 2018
Custodians
U.S. BANK, N.A.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Insurance Companies100%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

1505 Capital LLC is a compact institutional allocator focused on managing pooled and separate accounts for businesses and institutions. Registered with the SEC in 2018, the firm emphasizes portfolio management and the selection of third-party advisers rather than retail wealth management. Its client base is concentrated and large, consistent with institutional mandates and specialized mandate work. The firm's governance shows it acts as a capital allocator and also serves in sponsor/GP or managing-member roles for pooled investment vehicles, which indicates it both allocates to external managers and can originate or co-sponsor investment vehicles. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees, reflecting flexibility to structure compensation around institutional mandates and private fund economics. 1505 Capital is not an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 48%, Private Funds 35%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 7%, Non-Exchange Traded Equities 1%, Public Funds/Mutual Funds 1%48%
  • Other48%
  • Private Funds35%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents7%
  • Non-Exchange Traded Equities1%

Owners & executives

2 of 2
  • ELLIOT SPERBER

    Chief Investment OfficerCRD 4887640

  • MARTIN DZIURA

    Chief Compliance OfficerCRD 1559077

Contacts

3 of 4
  • GREGORY HAHN

    PresidentCRD 1719374

  • Georgette Nicholas

    PresidentCRD 7495600

  • Jason Knoller

    AnalystCRD 8167040

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1290 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth