1505 CAPITAL LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 298880
- Registered since
- October 23, 2018
- Website
- www.midwestholding.com
- Custodians
- U.S. BANK, N.A.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Insurance Companies100%
- Services
- Portfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
1505 Capital LLC is a compact institutional allocator focused on managing pooled and separate accounts for businesses and institutions. Registered with the SEC in 2018, the firm emphasizes portfolio management and the selection of third-party advisers rather than retail wealth management. Its client base is concentrated and large, consistent with institutional mandates and specialized mandate work. The firm's governance shows it acts as a capital allocator and also serves in sponsor/GP or managing-member roles for pooled investment vehicles, which indicates it both allocates to external managers and can originate or co-sponsor investment vehicles. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees, reflecting flexibility to structure compensation around institutional mandates and private fund economics. 1505 Capital is not an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other48%
- Private Funds35%
- Investment Grade Corp Bonds8%
- Cash & Cash Equivalents7%
- Non-Exchange Traded Equities1%
Owners & executives
2 of 2ELLIOT SPERBER
Chief Investment OfficerCRD 4887640
MARTIN DZIURA
Chief Compliance OfficerCRD 1559077
Contacts
3 of 4GREGORY HAHN
PresidentCRD 1719374
Georgette Nicholas
PresidentCRD 7495600
Jason Knoller
AnalystCRD 8167040
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1290 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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