Nichols & Pratt Advisers LLP

RIASEC Registered
Total AUM
$2.4B
Discretionary
$2.2B
90% of AUM
Avg account
$3.8M
Accounts
642
Employees
20
Advisory reps
6

Firm details

Headquarters
Boston, Massachusetts
CRD number
107113
Registered since
October 11, 1994
Website
www.nichols-pratt.com
Custodians
SPTC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI89.54%
  • Other9.57%
  • Individuals0.9%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Nichols & Pratt Advisers LLP is an independent registered investment adviser organized as a limited liability partnership that provides portfolio management primarily for individuals and small businesses. The firm is SEC-registered (initial registration in 1994) and operates with an owner-type classified as individual. Its client base centers on high-net-worth individuals and families. Fees are charged through a mix of asset-based percentages, hourly billing, fixed fees, and other arrangements. The firm reports a preference for equity exposures and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, US Government Bonds 23%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%74%
  • Exchange Traded Equities74%
  • US Government Bonds23%
  • Cash & Cash Equivalents2%
  • Public Funds/Mutual Funds1%

Owners & executives

1 of 1
  • Kimberly Latifi

    Kimberly Latifi

    Chief Compliance OfficerCRD 4650218

Contacts

3 of 5
  • John Herbert

    John Herbert

    PartnerCRD 4356192

  • Richard Nichols

    Richard Nichols

    PartnerCRD 4356261

  • Thomas Bator

    Thomas Bator

    PartnerCRD 4356322

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$5.9M in ETFs

Passive

100%

$5.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P SMALL-CAP ETF (IJR)BlackRockPassiveSmall Blend$1.4M10,03023.25%
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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
10 Post Office Sq
Time zone
ET (UTC-5)
Office locations

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