Moody, Lynn, Lieberson & Walker, LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 283549
- Registered since
- April 21, 2016
- Website
- www.moodylynn.com
- Custodians
- CHARLES SCHWAB & CO., INC., FNZ TRUST COMPANY
- Fee structure
- Percentage of AUM
- Client types
- HNWI89.01%
- Charitable Organizations5.26%
- Pension & Profit Sharing Plans5.18%
- Pooled Investment Vehicles0.55%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Moody, Lynn, Lieberson & Walker, LLC is an independent, individually owned registered investment adviser organized as an LLC. The firm is SEC registered (2016) and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory services include financial planning, discretionary portfolio management for individuals/small businesses, management of pooled investment vehicles and selection of third‑party advisers. The firm also sponsors and serves as a GP/managing member of pooled vehicles and charges fees as a percentage of assets under management. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- US Government Bonds8%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds5%
- State & Local Bonds4%
Owners & executives
2 of 2
David Walker
Chief Investment OfficerCRD 4361470
Brian Gowell
Vice President, Chief Compliance OfficerCRD 2803360
Contacts
3 of 7
Judith Rowland
Director of Wealth PlanningCRD 4522925
Michael Moody
Founding PrincipalCRD 718398
Martin Lynn
Founding PrincipalCRD 847053
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$120M in ETFs
99%
$118M
0%
$1.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $58.3M | 152,964 | 48.56% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 1 Beacon St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Nichols & Pratt Advisers LLP
RIABoston, MA
Yellow Wood Partners
RIABoston, MA
Anchor Capital Advisors LLC
RIABoston, MA
S & Co, Inc.
RIABoston, MA
Sverica Capital Management
RIABoston, MA
John Hancock Personal Financial Services, LLC
RIABoston, MA