Nicholas Co Inc

RIASEC RegisteredEst. 1968

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$467M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 108347
Registered since: January 8, 1968
Website: www.nicholasfunds.com
Custodians: JOHNSON BANK, J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., ROBERT W. BAIRD & CO. INCORPORATED
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies99.35%
Charitable Organizations0.32%
Corporations / Businesses0.2%
HNWI0.13%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nicholas Co Inc is a privately owned corporation that has been SEC-registered since 1968 and serves both individual/family and institutional clients. The firm acts as a portfolio manager across households, small businesses, investment companies and institutions. Its fee model includes asset-based fees and performance-linked fees. Nicholas Co Inc does not identify as an active ESG investor and is not designated as a multi-state adviser in the provided filings. The firm’s advisory scope centers on discretionary portfolio management rather than capital allocation or pension consulting. The ownership is listed as individual ownership and the adviser is not flagged as newly formed or as a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities95%
Cash & Cash Equivalents5%

Owners & executives

3 of 5

David Nicholas
Chief Executive Officer, President, Chief Investment Officer and Portfolio ManagerCRD 4385785
Lawrence Pavelec
Chief Operating Officer, Executive Vice President and Separate Account Portfolio ManagerCRD 1031512
David Lubar
President And CEOCRD 1285343