Nicholas Co Inc

RIASEC Registered

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$467M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 108347
Registered since: January 8, 1968
Website: www.nicholasfunds.com
Custodians: JOHNSON BANK, J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., ROBERT W. BAIRD & CO. INCORPORATED
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies99.35%
Charitable Organizations0.32%
Corporations / Businesses0.2%
HNWI0.13%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nicholas Co Inc is a corporation operating as an institutional registered investment adviser. The firm is SEC-registered (initial registration in 1968) and is owned by an individual. Its client base spans high-net-worth individuals and families as well as institutional investors. Advisory services focus on discretionary portfolio management for individuals and small businesses, investment companies, and other businesses or institutions. Compensation is primarily fee-based (percentage of assets under management) with some strategies subject to performance-based fees. The firm does not identify as an active ESG investor and is not listed as a multi-state or pension consultant adviser.