Geneva Capital Management LLC

RIASEC RegisteredEst. 1986

Total AUM

$5.6B

Discretionary

$5.6B

100% of AUM

Avg account

$1.4M

Accounts

4,049

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 105432
Registered since: December 4, 1986
Website: www.genevacap.com
Custodians: MORGAN STANLEY & CO. LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies30.81%
Other16.32%
State / Municipal Government14.32%
Corporations / Businesses11.44%
Pension & Profit Sharing Plans10.64%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Geneva Capital Management LLC is a privately held investment adviser organized as an LLC and registered with the SEC since 1986. The firm provides discretionary portfolio management across a range of client types, including individuals and families, institutional clients, pooled investment vehicles and small businesses. Its compensation mix includes asset-based fees and performance-linked fees, and it operates without a stated ESG investing emphasis. Geneva is not structured as a capital allocator to third‑party managers but does both separate-account management and oversight of pooled vehicles. Service offerings emphasize active equity management (see holdings below) alongside management of investment companies and other pooled vehicles. The firm reports a domestic ownership structure and does not present itself as a multi‑state or newly formed adviser.