Geneva Capital Management LLC

RIASEC RegisteredEst. 1986

Total AUM

$5.6B

Discretionary

$5.6B

100% of AUM

Avg account

$1.4M

Accounts

4,049

Employees

Advisory reps

Firm details

Headquarters: Milwaukee, Wisconsin
CRD number: 105432
Registered since: December 4, 1986
Website: www.genevacap.com
Custodians: MORGAN STANLEY & CO. LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies30.81%
Other16.32%
State / Municipal Government14.32%
Corporations / Businesses11.44%
Pension & Profit Sharing Plans10.64%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Geneva Capital Management LLC is an SEC-registered investment adviser formed as an LLC in 1986 that serves both individual/family and institutional clients. The firm provides discretionary portfolio management across a variety of client types, including individuals and small businesses, pooled investment vehicles, investment companies and institutional entities. Its fee arrangements include asset-based fees and performance-based fees (and other fee types noted in filings). Geneva is not identified as an active ESG investor and is not classified as a multi-state or pension consultant adviser in the source data. Geneva’s stated investment preference is equity-focused, and its advisory activities concentrate on direct portfolio management rather than acting as a capital allocator or pension consultant. The firm’s business model combines separately managed account (SMA) strategies with allocations to pooled vehicles and external managers where appropriate.