GENEVA CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 1986
Total AUM
$5.6B
Discretionary
$5.6B
100% of AUM
Avg account
$1.4M
Accounts
4,049
Employees
20
Advisory reps
5

Firm details

Headquarters
MILWAUKEE, Wisconsin
CRD number
105432
Registered since
December 4, 1986
Custodians
MORGAN STANLEY & CO. LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Investment Companies30.81%
  • Other16.32%
  • State / Municipal Government14.32%
  • Corporations / Businesses11.44%
  • Pension & Profit Sharing Plans10.64%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Geneva Capital Management LLC is a privately held investment adviser that has been SEC-registered since 1986. The firm serves both individual and family clients as well as institutional accounts, offering portfolio management across individual and pooled vehicles, investment companies, and business or institutional mandates. Its compensation includes asset-based fees and performance-linked arrangements in addition to other fee types. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%

Contacts

3 of 5
  • KATRINA ELLENBERG

    Head of Investment OperationsCRD 2344752

  • STEPHEN SHENKENBERG

    PrincipalCRD 2405331

  • WILLIAM PRIEBE

    Managing Principal, Portfolio ManagerCRD 4862905

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 3

Active vs passive

$28.6M in ETFs

Passive

100%

$28.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 GROWTH ETF (IWO)BlackRockPassiveSmall Growth$22.2M70,67777.54%

Location

Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
MILWAUKEE
Address
411 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth