NGC Investment Management

RIASEC Registered
Total AUM
$1B
Discretionary
$442M
42% of AUM
Avg account
$95.2M
Accounts
11
Employees
7
Advisory reps
6

Firm details

Headquarters
Darien, Connecticut
CRD number
300220
Registered since
March 22, 2019
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies57.83%
  • Pooled Investment Vehicles42.17%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NGC Investment Management LLC is organized as a limited liability company and operates primarily as a private equity fund manager serving institutional clients. The firm is registered with the SEC (registered in 2019) and combines pooled-vehicle portfolio management with advisory services to businesses and institutional investors. It also has CPO/CTA designations and maintains affiliations across the financial ecosystem, including relationships with broker-dealers, other investment advisers, insurance companies and roles as sponsor/GP/managing member of pooled investment vehicles. Compensation includes both a percentage-of-assets component and performance-based fees. The firm does not characterize itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

3 of 4
  • Phillip Gass

    Phillip Gass

    Chairman & CEOCRD 4443202

  • Kostas Cheliotis

    Kostas Cheliotis

    General Counsel and COOCRD 6765847

  • Justin Banulski

    Justin Banulski

    Chief Financial OfficerCRD 7789366

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Contacts

2 of 2
  • Bruce Brittain

    Bruce Brittain

    FounderCRD 4687002

  • Russell Pemberton

    Russell Pemberton

    Founder & Co-Portfolio ManagerCRD 4433292

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Darien, CT

Fairfield

Location

Darien, CT

Headquartered in Darien, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
17 Old Kings Hwy S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth