BOURGEON CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- DARIEN, Connecticut
- CRD number
- 108054
- Registered since
- February 23, 1999
- Website
- www.bourgeoncapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88.28%
- Individuals4.79%
- Pension & Profit Sharing Plans4.63%
- Corporations / Businesses1.79%
- Charitable Organizations0.52%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Bourgeon Capital Management LLC is an independent registered investment adviser that has been SEC-registered since 1999 and operates as a limited liability company. The firm positions itself as a capital allocator serving both high-net-worth individuals and families as well as institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. Bourgeon does not identify as an active ESG investor and is not presented as a multi-state adviser in the available records.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Cash & Cash Equivalents13%
- State & Local Bonds9%
- Investment Grade Corp Bonds8%
- Public Funds/Mutual Funds6%
Owners & executives
1 of 1Laura Pollack
Chief Operating Officer & ControllerCRD 8056261
Contacts
3 of 5JOHN MALLOZZI
Associate Financial PlannerCRD 4562250
Reilyn Zaro
Client ManagerCRD 8056258
Richard Hall
Financial PlannerCRD 6659326
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$36.7M in ETFs
99%
$36.5M
0%
$220K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) AEROSPACE & DEFENSE ETF (XAR) | State Street | Passive | Industrials | $8.7M | 34,109 | 23.60% |
Location
DARIEN, CT
FAIRFIELD
Location
DARIEN, CT
Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 320 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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