NGC Investment Management

RIASEC Registered

Total AUM

$6.4B

Discretionary

$3.9B

60% of AUM

Avg account

$238M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 287937
Registered since: March 20, 2017
Website: ncc.nfg.com
Custodians: COMPUTERSHARE TRUST COMPANY, N.A., UTEX INDUSTRIES HOLDINGS, LLC, PSS INDUSTRIAL GROUP, J.P. MORGAN SECURITIES INC., JASON GROUP INC., GOLDMAN SACHS & CO. LLC, BARCLAYS BANK PLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles82.66%
Corporations / Businesses17.24%
Insurance Companies0.1%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NGC Investment Management is a limited liability company that operates as a multi-strategy fund manager and is registered with the SEC (registered in 2017). The firm serves institutional clients and combines roles as a manager of pooled investment vehicles and as an investment adviser to businesses and institutions. Its business activities include operating as a CPO/CTA and acting as sponsor, general partner or managing member of pooled vehicles. Compensation structures include both a percentage-of-assets component and performance-based fees. The firm does not identify as an active ESG investor. NGC’s product mix spans hedge funds, private equity and securitized-asset strategies, and it also runs private-credit and collateralized-debt programs. That set-up aligns with the firm’s classification as a multifaceted fund manager that both runs proprietary pooled funds and allocates to third-party alternative managers.