DOUGLASS WINTHROP ADVISORS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 108680
- Registered since
- November 9, 1999
- Website
- www.douglasswinthrop.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI84.97%
- Individuals5.6%
- Charitable Organizations4.79%
- Corporations / Businesses4.65%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Douglass Winthrop Advisors LLC is a fee-based registered investment adviser formed as an LLC and active since 1999. The firm manages portfolios for high-net-worth individuals, families and institutional clients, providing portfolio management for both individuals/small businesses and for businesses or institutions. Its fee arrangements include percentage-of-AUM billing alongside fixed fees and other fee structures. The firm identifies as an active ESG investor and does not operate as a capital allocator; it remains classified outside standard advisor subgroups. Douglass Winthrop was included on Barron’s Top 100 RIA Firms list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- US Government Bonds4%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds2%
- State & Local Bonds1%
Owners & executives
3 of 3TIMOTHY HUGHES
General Counsel & Chief Compliance OfficerCRD 1717881
ANDREW WEINBERG
Chief Operating Officer, PrincipalCRD 3094805
Degady Sonny
Chief Financial OfficerCRD 7531216
Contacts
3 of 11Daniel Abbasi
Principal and Portfolio ManagerCRD 7635581
JOHN WINTHROP
Managing Member, PrincipalCRD 2368223
Garrett Hayward
Vice PresidentCRD 7634101
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$41.3M in ETFs
97%
$40M
0%
$1.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11M | 16,907 | 26.66% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 521 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
LEVEL EQUITY
RIANew York, NY
ARNHOLD LLC
RIANew York, NY
NASSAU GLOBAL CREDIT LLC
RIANew York, NY
CERTARES MANAGEMENT LLC
RIANew York, NY
TETRAGON PARTNERS L.P.
RIANew York, NY
GLENVIEW CAPITAL MANAGEMENT, LLC
RIANew York, NY