NEWTON INVESTMENT MANAGEMENT NORTH AMERICA

RIASEC RegisteredEst. 2021

Total AUM

$59.2B

Discretionary

$58.9B

100% of AUM

Avg account

$370M

Accounts

160

Employees

Advisory reps

Firm details

Headquarters: BOSTON, Massachusetts
CRD number: 312937
Registered since: March 12, 2021
Website: www.newtonim.com
Custodians: THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies60.65%
Pooled Investment Vehicles28.33%
Pension & Profit Sharing Plans5.73%
State / Municipal Government3.3%
Other Investment Advisers0.78%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Newton Investment Management North America is a limited liability company organized to provide institutional portfolio management across pooled vehicles, investment companies and other institutional clients. The firm is registered with the SEC (since 2021) and operates with a mix of fee arrangements — percentage of assets under management, fixed fees and performance-based fees — and identifies itself as an active ESG investor. It also performs CPO/CTA activities and maintains multiple industry affiliations, including broker-dealer, trust company and insurance-company relationships that reflect a hybrid set of service and sponsor roles for pooled investments. The firm’s client base is institutional, and its operating model supports both discretionary portfolio management and sponsor/manager activity for pooled structures. That setup, combined with performance fee capability and CPO/CTA status, suggests Newton North America can run both traditional separate-account mandates and closed-ended or pooled investment vehicles where incentive alignment is required.