Gw&K Investment Management, LLC

RIASEC RegisteredEst. 2002

Total AUM

$52.8B

Discretionary

$52.8B

100% of AUM

Avg account

$1.1M

Accounts

48,710

Employees

177

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 121942
Registered since: November 18, 2002
Website: www.gwkinvest.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI76.52%
Investment Companies9.34%
Corporations / Businesses5.91%
Pooled Investment Vehicles5.69%
Pension & Profit Sharing Plans1.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Gw&K Investment Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2002. The firm serves a mix of individual/family and institutional clients and acts as a capital allocator, offering financial planning and portfolio management across individuals, pooled vehicles, investment companies and institutions. Its services include selecting third‑party managers and operating pooled investment vehicles; fee arrangements reported include percentage of AUM, fixed fees and performance-based fees. Gw&K reports being an active ESG investor and maintains multiple industry affiliations that include broker‑dealer activity, other investment adviser roles, CPO/CTA functions, and sponsor/GP responsibilities for pooled vehicles. The firm was named to CNBC’s Top 100 Financial Advisory Firms list in 2019.