Newmark Securities, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
309193
Registered since
April 8, 2021

Firm profile

FINTRX

Overview

Newmark Securities, LLC is organized as a limited liability company and is recorded by FINTRX as an investment bank. The firm registered with the SEC in 2021. Ownership is identified as a combination of a domestic entity and an individual. FINTRX flags indicate the firm is not a capital allocator and it is not positioned as a multi-state investment adviser; it is also not flagged as an active ESG investor, pension consultant, or related adviser. The dataset does not include detailed descriptions of Newmark Securities’ business lines or advisory services. Given its classification as an investment bank and the absence of reported asset-management activity in the FINTRX record, the firm appears to operate on the transactional/advisory side of financial services rather than as a manager of pooled client assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • David Jones

    David Jones

    Group Chief Risk OfficerCRD 2899921

  • Allan Piket

    Allan Piket

    Chief Information Security OfficerCRD 5057136

  • Arman Artuc

    Chief Information OfficerCRD 5411007

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Contacts

3 of 37
  • Karine Ngai

    Karine Ngai

    Senior Vice PresidentCRD 7424071

  • Thomas Anzalone

    Thomas Anzalone

    Senior Managing DirectorCRD 1161513

  • James Hughes Ii

    Managing DirectorCRD 5123660

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth