NEWMARK SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
309193
Registered since
April 8, 2021

Firm profile

FINTRX

Overview

Newmark Securities, LLC is organized as a limited liability company and registered with the SEC in 2021. The firm is categorized as an investment bank and is owned by a domestic entity and/or individual. Publicly reported fields for business activities, advisory services and fee arrangements are blank in the available dataset. The profile indicates the firm does not function as a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser. Those attributes, together with the missing advisory detail, suggest the entity’s primary role on record is capital-markets or brokerage-related rather than retail or institutional asset management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • DAVID JONES

    Group Chief Risk OfficerCRD 2899921

  • Allan Piket

    Chief Information Security OfficerCRD 5057136

  • Arman Artuc

    Chief Information OfficerCRD 5411007

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Contacts

3 of 37
  • ANTHONY ORSO

    PresidentCRD 4543189

  • MATTHEW DUFFY

    Managing DirectorCRD 4565954

  • CHRIS HOPE

    Senior Managing DirectorCRD 5816678

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth