New Harbor Financial Group, LLC
Firm details
- Headquarters
- Worcester, Massachusetts
- CRD number
- 155528
- Registered since
- December 21, 2010
- Website
- newharborfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI68.55%
- Individuals29.64%
- Charitable Organizations0.97%
- Pension & Profit Sharing Plans0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
New Harbor Financial Group, LLC is an independent registered investment adviser formed in 2010 and owned by an individual. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Fee schedules include a percentage-of-AUM option alongside hourly and fixed-fee arrangements. Educational seminars and workshops are part of the firm’s client-facing activities. The adviser is not an active ESG investor, does not operate as a capital allocator, and is not registered as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- US Government Bonds36%
- Exchange Traded Equities6%
- Cash & Cash Equivalents2%
Contacts
3 of 6
Kathlyn Scheel
Client Service AssociateCRD 4933616
John Maher
Investment Research AnalystCRD 7904050
Michael Preston
PartnerCRD 4050238
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$884M in ETFs
100%
$883M
0%
$884K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 20+ YEAR TREASURY BOND ETF (TLT) | BlackRock | Passive | Long Government | $46.8M | 541,075 | 5.29% |
Location
Worcester, MA
Worcester
Location
Worcester, MA
Headquartered in Worcester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Worcester
- Address
- 146 Main St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Carr Financial Group
RIAWorcester, MA
Carl P. Sherr & Co, LLC
RIAWorcester, MA
Cutler Capital Management
RIAWorcester, MA
Worcester Advisors
RIAWorcester, MA
SEB Financial Services, LLC
RIAWorcester, MA
Bartholomew & Company Wealth Management, LLC
RIAWorcester, MA