NEW HARBOR FINANCIAL GROUP, LLC
Firm details
- Headquarters
- WORCESTER, Massachusetts
- CRD number
- 155528
- Registered since
- December 21, 2010
- Website
- newharborfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI68.55%
- Individuals29.64%
- Charitable Organizations0.97%
- Pension & Profit Sharing Plans0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
New Harbor Financial Group, LLC is an independent registered investment adviser that has been SEC-registered since 2010 and is owned by an individual principal. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars and workshops. Fee arrangements include asset-based fees, hourly charges, and fixed fees. The adviser identifies itself as not actively incorporating ESG criteria and is not structured as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- US Government Bonds36%
- Exchange Traded Equities6%
- Cash & Cash Equivalents2%
Contacts
3 of 6KATHLYN SCHEEL
Client Service AssociateCRD 4933616
John Maher
Investment Research AnalystCRD 7904050
MICHAEL PRESTON
PartnerCRD 4050238
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 44Active vs passive
$743M in ETFs
100%
$742M
0%
$743K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) OIL & GAS EQUIPMENT & SERVICES ETF (XES) | State Street | Passive | Equity Energy | $42.6M | 366,483 | 5.74% |
Location
WORCESTER, MA
WORCESTER
Location
WORCESTER, MA
Headquartered in WORCESTER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- WORCESTER
- Address
- 146 Main St
- Time zone
- ET (UTC-5)
- Office locations
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