CARL P. SHERR & CO., LLC

RIASEC RegisteredEst. 2006
Total AUM
$505M
Discretionary
$489M
97% of AUM
Avg account
$608K
Accounts
831
Employees
5
Advisory reps
3

Firm details

Headquarters
WORCESTER, Massachusetts
CRD number
3394
Registered since
May 10, 2006
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI93.57%
  • Individuals5.31%
  • Charitable Organizations1.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Carl P. Sherr & Co, LLC is an independent, SEC-registered advisory firm (registered in 2006) organized as an LLC and owned by an individual. The firm serves both individual/family and institutional clients and focuses on financial planning and portfolio management for individuals and small businesses. Its client billing mixes AUM-based fees with hourly charges. It does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 6%, Other 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents6%
  • Other3%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • EDWARD SHERR

    President and Chief Compliance OfficerCRD 1919845

  • GARY SHERR

    Chief Executive OfficerCRD 1391071

Contacts

1 of 1
  • JENNIFER SIMES

    Certified Financial PlannerCRD 3155428

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$123M in ETFs

Passive

100%

$122M

Active

0%

$368K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)BlackRockPassiveLarge Growth$14.8M130,49612.02%

Location

Primary office

WORCESTER, MA

WORCESTER

Location

WORCESTER, MA

Headquartered in WORCESTER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
WORCESTER
Address
446 Main St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth