Neiman Funds Management LLC

RIASEC RegisteredEst. 2009
Total AUM
$41.2M
Discretionary
$41.2M
100% of AUM
Avg account
$41.2M
Accounts
1
Employees
3
Advisory reps
3

Firm details

Headquarters
Williamsville, New York
CRD number
151749
Registered since
October 8, 2009
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Neiman Funds Management LLC is an SEC-registered limited liability company formed in 2009 that operates as an institutional registered investment adviser. The firm is owned by an individual and serves institutional clients, with its stated advisory activity focused on portfolio management for investment companies. Compensation is structured as a percentage of assets under management. The firm does not self-identify as an active ESG investor, is not a multistate adviser, and does not act as a pension consultant or a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Glenn Wiggle

    Glenn Wiggle

    Chief of ComplianceCRD 2730675

  • Daniel Neiman

    Daniel Neiman

    Chief Investment OfficerCRD 4649480

Contacts

1 of 1
  • Michael Lomas

    Michael Lomas

    Registered RepresentativeCRD 2672193

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Williamsville, NY

Erie

Location

Williamsville, NY

Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
Erie
Address
305 Spindrift Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth