Neiman Funds Management LLC
Firm details
- Headquarters
- Williamsville, New York
- CRD number
- 151749
- Registered since
- October 8, 2009
- Website
- www.neimanfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Neiman Funds Management LLC is a small, single-purpose advisory firm that provides portfolio management services to investment companies. Registered with the SEC in 2009 as a limited liability company and owned by an individual, the firm runs discretionary mandates and charges fees based on a percentage of assets under management. Its stated client base is institutional, and its primary business activity is managing pooled investment vehicles rather than acting as a multi-client wealth manager or capital allocator. The firm is not positioned as an ESG-focused manager, does not operate across multiple states, and does not list pension consulting or related-adviser responsibilities. The setup—single institutional client focus and a concentrated asset base—suggests a compact operational footprint and a strategy oriented toward delivering a specific mandate rather than broad retail or multi-family office services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Glenn Wiggle
Chief of ComplianceCRD 2730675

Daniel Neiman
Chief Investment OfficerCRD 4649480
Contacts
1 of 1
Michael Lomas
Registered RepresentativeCRD 2672193
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Williamsville, NY
Erie
Location
Williamsville, NY
Headquartered in Williamsville, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 305 Spindrift Dr
- Time zone
- ET (UTC-5)
- Office locations
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