NEIMAN FUNDS MANAGEMENT LLC

RIASEC RegisteredEst. 2009
Total AUM
$41.2M
Discretionary
$41.2M
100% of AUM
Avg account
$41.2M
Accounts
1
Employees
3
Advisory reps
3

Firm details

Headquarters
WILLIAMSVILLE, New York
CRD number
151749
Registered since
October 8, 2009
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Neiman Funds Management LLC is a small, single-purpose advisory firm that provides portfolio management services to investment companies. Registered with the SEC in 2009 as a limited liability company and owned by an individual, the firm runs discretionary mandates and charges fees based on a percentage of assets under management. Its stated client base is institutional, and its primary business activity is managing pooled investment vehicles rather than acting as a multi-client wealth manager or capital allocator. The firm is not positioned as an ESG-focused manager, does not operate across multiple states, and does not list pension consulting or related-adviser responsibilities. The setup—single institutional client focus and a concentrated asset base—suggests a compact operational footprint and a strategy oriented toward delivering a specific mandate rather than broad retail or multi-family office services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • GLENN WIGGLE

    Chief of ComplianceCRD 2730675

  • DANIEL NEIMAN

    Chief Investment OfficerCRD 4649480

Contacts

1 of 1
  • MICHAEL LOMAS

    Registered RepresentativeCRD 2672193

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

WILLIAMSVILLE, NY

ERIE

Location

WILLIAMSVILLE, NY

Headquartered in WILLIAMSVILLE, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
ERIE
Address
305 Spindrift Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth