SHIELD WEALTH ADVISORS

RIASEC RegisteredEst. 2020

Total AUM

$68.4M

Discretionary

$68.4M

100% of AUM

Avg account

$223K

Accounts

307

Employees

Advisory reps

Firm details

Headquarters: WILLIAMSVILLE, New York
CRD number: 309538
Registered since: July 23, 2020
Website: shield457.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals50.69%
HNWI49.31%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Shield Wealth Advisors is an independent registered investment adviser that operates as a limited liability company and has been SEC‑registered since 2020. The firm serves individual and family clients and combines traditional wealth management with insurance brokerage and financial planning. Its advisory services include portfolio management for individuals and small businesses, selection of third‑party advisers, and client education via seminars and workshops. Fee arrangements are a mix of percentage of assets under management and hourly charges. The firm identifies itself as a capital allocator, deploying client capital into both public markets and external alternative managers. Shield Wealth Advisors is not positioned as an ESG investor and does not report multi‑state adviser status or pension consulting activity.