NEIMAN & ASSOCIATES FINANCIAL SERVICES, LLC

Overview

Neiman & Associates Financial Services, LLC is a small, independent registered investment adviser that focuses on individualized planning and portfolio management for private clients and small businesses. The firm positions itself as a capital allocator, blending equity-oriented portfolios with targeted allocations to third-party alternative managers. Its advisory services include financial planning, portfolio management, selection of outside advisers and educational workshops. Fee arrangements are flexible — the firm charges a percentage of assets under management and also offers hourly and fixed-fee engagements. Investment preferences skew toward publicly traded equities, with a clear preference for exchange-traded instruments. At the same time, the firm supplements equity exposure with real assets and sector-specific alternative allocations — notably real estate, commodities and oil & gas — as well as more traditional fixed-income alternatives such as corporate debt and annuities. The firm does not present itself as an active ESG investor and is organized to serve a concentrated base of individual and family clients.

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Public Holdings

Investments & Alternatives

Location & Offices