DISCIPLINED ALPHA LLC

Overview

Disciplined Alpha LLC is a small, institutionally focused investment adviser that operates primarily as a manager of pooled vehicles and investment companies. Registered with the SEC since 2013 and organized as an LLC, the firm serves an institutional client base and acts in sponsor/GP and managing-member roles for the vehicles it runs. Its advisory mandate centers on active portfolio management for pooled investment vehicles and investment companies, and its fees combine a percentage of assets under management with performance-based components. Filings show a clear tilt toward equities at the SMA level, but the firm’s product mix includes a hedge fund vehicle and allocations to private placements. Disciplined Alpha is not positioned as an ESG-focused manager and functions as a single-state adviser per filings. The combination of sponsor/GP responsibilities and performance fees suggests a manager that structures and runs closed-end or pooled strategies rather than providing broad retail advisory programs.

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