National Bank Of Canada Financial Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 22698
- Registered since
- September 9, 1988
- Website
- www.nbfwm.ca
Firm profile
FINTRXOverview
National Bank Of Canada Financial Inc. is organized as a corporation and has been SEC-registered since 1988. The firm is classified in the data as an investment bank and is listed as owned by a combination of domestic entity and individual ownership. It is not identified as a capital allocator and is not flagged as an active ESG investor. The snapshot also indicates it is not a multi-state adviser, not newly formed, and does not serve in a pension consultant or related-adviser capacity according to the available records. The firm has provided little detail about specific business lines, advisory activities, client segments, or fee arrangements in the source record. That limited disclosure suggests the entity may primarily operate outside of traditional registered advisory activities or does not report retail AUM in the FINTRX dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Sean Healey
President, CEOCRD 3218329

Etienne Dubuc
Co-President & Co-Chief Executive OfficerCRD 6628432

Katie Mcgowan
Chief Compliance OfficerCRD 5111849
Contacts
3 of 143
Michael Brown
DirectorCRD 7403961

Colleen Ha
Vice President, Fixed Income SalesCRD 8038479

Eric Bruce
Managing Director, Institutional EquitiesCRD 5430977
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 65 E 55th St
- Time zone
- ET (UTC-5)
- Office locations
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