NATIONAL BANK OF CANADA FINANCIAL INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 22698
- Registered since
- September 9, 1988
- Website
- www.nbfwm.ca
Firm profile
FINTRXOverview
National Bank Of Canada Financial Inc. is organized as a corporation and is classified in FINTRX data as an investment bank. The firm has been SEC-registered since 1988 and is described as domestically owned. The profile does not identify the firm as a capital allocator, which suggests its primary role is more aligned with brokerage or investment-banking activities rather than discretionary portfolio management on a large scale. Regulatory and service flags in the record indicate a narrow advisory footprint: the firm is not listed as a multi-state adviser, is not flagged as an active ESG investor in this dataset, and is not recorded as a pension consultant or related adviser. FINTRX does not provide further detail here on fee models, client segments, or specific advisory activities, so the public profile in this source focuses on legal form and classification rather than investment strategy or client servicing models.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3SEAN HEALEY
President, CEOCRD 3218329
KATIE MCGOWAN
Chief Compliance OfficerCRD 5111849
YURI GRABOVSKY
CFOCRD 4149242
Contacts
3 of 140Michael Brown
DirectorCRD 7403961
Colleen Ha
Vice President, Fixed Income SalesCRD 8038479
ERIC BRUCE
Managing DirectorCRD 5430977
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 65 E 55th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
CREDIT AGRICOLE SECURITIES (USA) INC.
Broker-DealerNew York, NY
CANTOR FITZGERALD & CO.
Broker-DealerNew York, NY
DSIL INVESTMENT SERVICES LLC
Broker-DealerNew York, NY
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
COLONIAL SECURITIES, INC.
Broker-DealerNew York, NY
BNY Mellon Securities Corporation
Broker-DealerNew York, NY