NATIONAL BANK OF CANADA FINANCIAL INC.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
143
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
22698
Registered since
September 9, 1988

Firm profile

FINTRX

Overview

National Bank Of Canada Financial Inc. is organized as a corporation and is classified in FINTRX data as an investment bank. The firm has been SEC-registered since 1988 and is described as domestically owned. The profile does not identify the firm as a capital allocator, which suggests its primary role is more aligned with brokerage or investment-banking activities rather than discretionary portfolio management on a large scale. Regulatory and service flags in the record indicate a narrow advisory footprint: the firm is not listed as a multi-state adviser, is not flagged as an active ESG investor in this dataset, and is not recorded as a pension consultant or related adviser. FINTRX does not provide further detail here on fee models, client segments, or specific advisory activities, so the public profile in this source focuses on legal form and classification rather than investment strategy or client servicing models.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • SEAN HEALEY

    President, CEOCRD 3218329

  • KATIE MCGOWAN

    Chief Compliance OfficerCRD 5111849

  • YURI GRABOVSKY

    CFOCRD 4149242

Contacts

3 of 140
  • Michael Brown

    DirectorCRD 7403961

  • Colleen Ha

    Vice President, Fixed Income SalesCRD 8038479

  • ERIC BRUCE

    Managing DirectorCRD 5430977

Unlock 137 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth