NASDAQ DORSEY WRIGHT

RIASEC RegisteredEst. 1987

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$1.2M

Accounts

840

Employees

Advisory reps

Firm details

Headquarters: RICHMOND, Virginia
CRD number: 104925
Registered since: March 6, 1987
Website: www.nasdaq.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, RBC CAPITAL MARKETS, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Investment Companies53.03%
HNWI32.62%
Individuals8.98%
Pension & Profit Sharing Plans4.03%
Corporations / Businesses1.01%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nasdaq Dorsey Wright is an LLC that provides portfolio management to individuals, families and institutional clients. The firm combines advisory services with market commentary and education—publishing newsletters and running seminars and workshops—while also operating in a CPO/CTA capacity. Fee arrangements vary by client and include AUM-based fees as well as hourly, subscription and fixed-fee models. The firm identifies itself as an active ESG investor and maintains affiliations with broker‑dealers and other registered investment advisers.