Alpha Omega Wealth Management, LLC
Firm details
- Headquarters
- Richmond, Virginia
- CRD number
- 149842
- Registered since
- April 21, 2009
- Website
- www.aowealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.87%
- Individuals11.06%
- Charitable Organizations1.93%
- Corporations / Businesses1.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Alpha Omega Wealth Management, LLC is an independent, SEC‑registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting-related services, and hires or selects third‑party advisers on behalf of clients. Its fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. The firm identifies as an active ESG investor and allocates to outside managers for certain strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds27%
- Cash & Cash Equivalents11%
- US Government Bonds9%
- Private Funds3%
Owners & executives
1 of 1
Leann Mitchell
Co-Founder, Chief Compliance OfficerCRD 2697639
Contacts
3 of 8
Eric Fitzgerald
Financial AdvisorCRD 5755529
Holly Ruff
PartnerCRD 4007860
William Noftsinger
Senior Investment ManagerCRD 732203
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 65Active vs passive
$209M in ETFs
58%
$121M
42%
$88.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $40.3M | 797,365 | 19.27% |
Location
Richmond, VA
Henrico
Location
Richmond, VA
Headquartered in Richmond, VA, in the South of the United States.
- Region
- South
- County
- Henrico
- Address
- 7202 Glen Forest Dr
- Time zone
- ET (UTC-5)
- Office locations
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