N.L.C. LLC

RIASEC RegisteredEst. 2026
Total AUM
$286M
Discretionary
$286M
100% of AUM
Avg account
$19.1M
Accounts
15
Employees
2
Advisory reps
2

Firm details

Headquarters
Boca Raton, Florida
CRD number
330231
Registered since
August 5, 2026
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

N.L.C. LLC is a limited liability company that operates as a fund manager focused on private funds. The firm is registered with the SEC (registration year listed as 2026) and classifies itself across private equity, venture capital and multifaceted fund management activities. Its stated advisory role is portfolio management for pooled investment vehicles, and its client base is institutional. Fee arrangements include fixed management fees alongside performance-based fees, consistent with a manager running closed-end or pooled vehicles. The firm does not identify as an active ESG investor, does not act as a capital allocator, and is not a pension consultant or related adviser to another registered manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Christopher Norton

    Registered RepresentativeCRD 5386000

  • Brian Lombardi

    Brian Lombardi

    Senior Vice PresidentCRD 4227216

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
6644 Serena Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth