MUFG SECURITIES AMERICAS INC.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
713
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19685
Registered since
November 26, 1990

Firm profile

FINTRX

Overview

Mufg Securities Americas Inc. is organized as a corporation and is classified as an investment bank. The firm is SEC-registered (initial registration in 1990) and is listed as having a domestic entity/individual ownership type. Data indicates the firm does not function as a capital allocator or a multi-state investment adviser, and it is not identified as an active ESG investor, pension consultant, newly formed adviser, or related adviser. There is no firm-provided information about advisory activities, client base, or other business lines in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 8
  • Christopher Auletta

    Managing Director, Chief Compliance OfficerCRD 4779644

  • Alexander Radcliffe

    Chief Financial OfficerCRD 7595877

  • LAURANCE BRESSLER

    Chief Credit OfficerCRD 5928270

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Contacts

3 of 705
  • Kevin Gosland

    AssociateCRD 8151726

  • COLIN O'CALLAGHAN

    Relationship ManagementCRD 5576056

  • TIMOTHY CASSIDY

    Managing DirectorCRD 5224391

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1221 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth