Mufg Securities Americas Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
690
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19685
Registered since
November 26, 1990

Firm profile

FINTRX

Overview

Mufg Securities Americas Inc. is organized as a corporation and is classified in the FINTRX snapshot as an investment bank. The profile identifies domestic ownership and does not list adviser-oriented designations such as multi-state adviser, pension consultant, or related adviser status. The firm is not flagged as an active ESG investor in the source data. The public filings available through FINTRX show the entity taking positions in public equities, which aligns with a capital markets or trading role rather than a traditional discretionary wealth manager reporting retail client AUM.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Charles Green

    Charles Green

    Chief Risk OfficerCRD 2939574

  • Mark Thumser

    Mark Thumser

    CFOCRD 4759143

  • Christopher Auletta

    Christopher Auletta

    Managing Director, Chief Compliance OfficerCRD 4779644

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Contacts

3 of 683
  • David Volkmar

    David Volkmar

    Operations AssociateCRD 5551121

  • Laurence Akwei

    Laurence Akwei

    Debt Capital Markets AnalystCRD 7277227

  • Stefan Breuer

    Stefan Breuer

    Managing DirectorCRD 1196509

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1221 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth