MOUNT LUCAS MANAGEMENT LP

RIASEC RegisteredEst. 1986
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$109M
Accounts
12
Employees
15
Advisory reps
10

Firm details

Headquarters
NEWTOWN, Pennsylvania
CRD number
108255
Registered since
October 23, 1986
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • State / Municipal Government71.45%
  • Pooled Investment Vehicles24.6%
  • Investment Companies3.75%
  • HNWI0.2%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mount Lucas Management LP is a limited partnership that operates as a hedge fund and is registered with the SEC (registered in 1986). The firm serves primarily institutional clients and functions in roles that include commodity pool operator/commodity trading advisor (CPO/CTA) and portfolio management across individuals, pooled vehicles, investment companies and institutional accounts. Its compensation model combines an asset-based fee with performance-based fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 85%, Derivatives 15%85%
  • US Government Bonds85%
  • Derivatives15%

Owners & executives

3 of 5
  • DAVID ASPELL

    Co-Chief Investment Officer, PartnerCRD 6473594

  • GREGORY COX

    Chief Financial OfficerCRD 6314524

  • GERALD PRIOR III

    Chief Operating OfficerCRD 5892835

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Contacts

3 of 5
  • PAUL DEROSA

    Managing PartnerCRD 1558416

  • KENT HUANG

    Partner and Portfolio ManagerCRD 4466537

  • ROGER ALCALY

    Chairman & Managing PartnerCRD 1227685

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 63

Active vs passive

$189M in ETFs

Passive

98%

$185M

Active

0%

$3.4M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 PURE VALUE ETF (RPV)InvescoPassiveLarge Value$29.9M278,71215.86%

Location

Primary office

NEWTOWN, PA

BUCKS

Location

NEWTOWN, PA

Headquartered in NEWTOWN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BUCKS
Address
405 S State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth