MAIN STREET FINANCIAL SOLUTIONS, LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.5B
Discretionary
$2.5B
99% of AUM
Avg account
$429K
Accounts
5,846
Employees
41
Advisory reps
41

Firm details

Headquarters
NEWTOWN, Pennsylvania
CRD number
305834
Registered since
January 2, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.17%
  • Individuals12%
  • Corporations / Businesses3.63%
  • Pension & Profit Sharing Plans0.96%
  • Charitable Organizations0.24%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Main Street Financial Solutions, LLC is an independent registered investment adviser that began SEC registration in 2020 and is organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional accounts and offers fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Core advisory services listed in filings are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm identifies itself as a capital allocator and reports being an active ESG investor, indicating it incorporates environmental, social, and governance factors into at least some client strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 18%, Cash & Cash Equivalents 10%, US Government Bonds 6%, State & Local Bonds 4%, Private Funds 3%, Other 2%, Investment Grade Corp Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents10%
  • US Government Bonds6%
  • State & Local Bonds4%

Owners & executives

3 of 3
  • COURTNEY ELLIOTT

    COOCRD 7085490

  • COLIN MOORS

    Chief Compliance OfficerCRD 2317174

  • MARIE DZELZGALVIS

    CFOCRD 7089074

Contacts

3 of 38
  • Sean Coyle

    PartnerCRD 7847107

  • WILLIAM CUTHBERTSON

    Financial AdvisorCRD 4747909

  • Mark Gombita

    Managing PartnerCRD 6083070

Unlock 35 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 362

Active vs passive

$1.1B in ETFs

Passive

73%

$771M

Active

24%

$281M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$62.9M187,5455.98%

Location

Primary office

NEWTOWN, PA

BUCKS

Location

NEWTOWN, PA

Headquartered in NEWTOWN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BUCKS
Address
503 Washington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth