Mosley Wealth Management, Inc.

RIASEC Registered
Total AUM
$279M
Discretionary
$278M
99% of AUM
Avg account
$201K
Accounts
1,393
Employees
15
Advisory reps
13

Firm details

Headquarters
Anaheim, California
CRD number
318592
Registered since
November 20, 2023
Website
mosleywealthmanagement.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals63.34%
  • HNWI36.66%
Services
Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mosley Wealth Management, Inc. is an independent registered investment adviser that began SEC registration in 2023. The firm is organized as a corporation with individual ownership and focuses on serving individual and family clients on a fee‑based percentage of AUM model. Its advisory work centers on discretionary portfolio management for individuals and small businesses, third‑party manager selection, and educational seminars or workshops. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 17%, Cash & Cash Equivalents 3%, Other 2%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents3%
  • Other2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 330

Active vs passive

$302M in ETFs

Passive

75%

$226M

Active

14%

$75.9M

ETFProviderStyleCategoryValueShares% of portfolio
PEAKSHARES SECTOR ROTATION ETF (PSTR)ActiveLarge Blend$22.3M706,4887.38%
Unlock additional holdings →

Location

Primary office

Anaheim, CA

Orange

Location

Anaheim, CA

Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2401 E Katella Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Retirementadvice | Jka

RIA

Anaheim, CA

AUM $267MTEAM 4REPS 4

Chatterton & Associates

RIA

Anaheim, CA

AUM $1.3BTEAM 31REPS 8

Bsias Advisors, LLC

RIA

Anaheim, CA

AUM $56.9MTEAM 2REPS 2

DW Financial Inc

RIA

Anaheim, CA

AUM $48MTEAM 3REPS 4

Slaten Wealth Management

RIA

Anaheim, CA

AUM $36.2MTEAM 5REPS 1

Aegis Asset Management, Inc.

RIA

Anaheim, CA

AUM $9.2MTEAM 3REPS 2
More RIAs in Anaheim →All California RIAs →