Mosley Wealth Management, Inc.

RIASEC RegisteredEst. 2023
Total AUM
$279M
Discretionary
$278M
99% of AUM
Avg account
$201K
Accounts
1,393
Employees
15
Advisory reps
14

Firm details

Headquarters
Anaheim, California
CRD number
318592
Registered since
November 20, 2023
Website
mosleywealthmanagement.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals63.34%
  • HNWI36.66%
Services
Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mosley Wealth Management, Inc. is an independent, SEC-registered wealth adviser organized as a corporation and owned by an individual. The firm bills clients on a percentage-of-AUM basis and focuses on serving individuals and families as a capital allocator. Core advisory activities listed by the firm include portfolio management for individuals and small businesses, selection of other advisers, and conducting educational seminars and workshops. Mosley Wealth Management does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 17%, Cash & Cash Equivalents 3%, Other 2%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents3%
  • Other2%

Owners & executives

3 of 4
  • Kevin McCloskey

    Kevin McCloskey

    COOCRD 8303682

  • Christopher Radford

    Christopher Radford

    President, Chief Executive OfficerCRD 1564302

  • Gary Farrell

    Gary Farrell

    Founder & CEOCRD 8013207

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Contacts

3 of 10
  • Nicholas Rivera

    Nicholas Rivera

    Investment Adviser RepresentativeCRD 7549836

  • Roberto Romero Leon

    Roberto Romero Leon

    ParaplannerCRD 7400252

  • Ryan Tice

    Ryan Tice

    Investment Advisor RepresentativeCRD 7185285

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 330

Active vs passive

$280M in ETFs

Passive

77%

$215M

Active

13%

$65.1M

ETFProviderStyleCategoryValueShares% of portfolio
PEAKSHARES SECTOR ROTATION ETF (PSTR)ActiveLarge Blend$20.3M665,8297.24%
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Location

Primary office

Anaheim, CA

Orange

Location

Anaheim, CA

Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
2401 E Katella Ave
Time zone
PT (UTC-8)
Office locations

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