Mosley Wealth Management, Inc.

RIASEC Registered

Total AUM

$279M

Discretionary

$278M

99% of AUM

Avg account

$201K

Accounts

1,393

Employees

15

Advisory reps

13

Firm details

Headquarters: Anaheim, California
CRD number: 318592
Registered since: November 20, 2023
Website: mosleywealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Individuals63.34%
HNWI36.66%
Services: Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mosley Wealth Management, Inc. is an independent, owner-operated registered investment adviser that registered with the SEC in 2023. The firm manages client relationships primarily on a fee basis tied to assets under management and focuses on individual and family clients, as well as small-business portfolio management. Core advisory services include discretionary portfolio management, selecting outside managers, and running educational seminars and workshops. The firm identifies as a capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds78%
Exchange Traded Equities17%
Cash & Cash Equivalents3%
Other2%

Owners & executives

3 of 4

Christopher Radford
President, Chief Executive OfficerCRD 1564302
Felton Mosley
Founder, CEO and PresidentCRD 2622714
Gary Farrell
Founder & CEOCRD 8013207

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Contacts

3 of 9

Ryan Tice
Investment Advisor RepresentativeCRD 7185285
Travis Hawley
Vice President of SalesCRD 7409251
Aaron Wirohusodo
Investment Adviser RepresentativeCRD 7572267

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 330

Active vs passive

$280M in ETFs

Passive

77%

$215M

Active

13%

$65.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
PEAKSHARES SECTOR ROTATION ETF (PSTR)		Active	Large Blend	$20.3M	665,829	7.24%

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Primary office

Anaheim, CA

Orange

Location

Anaheim, CA

Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 2401 E Katella Ave
Time zone: PT (UTC-8)
Office locations

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