MOSLEY WEALTH MANAGEMENT, INC.
Firm details
- Headquarters
- ANAHEIM, California
- CRD number
- 318592
- Registered since
- November 20, 2023
- Website
- mosleywealthmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals63.34%
- HNWI36.66%
- Services
- Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Mosley Wealth Management, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and owner-operated at the individual level. The firm registered with the SEC in 2023 and serves primarily individual and family clients on a percentage-of-assets fee model. Its advisory scope emphasizes portfolio management for individuals and small businesses, the selection of third‑party advisers, and educational seminars or workshops. The firm identifies as a capital allocator and is not positioned as an active ESG investor. Mosley maintains an industry affiliation with an insurance company and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities17%
- Cash & Cash Equivalents3%
- Other2%
Owners & executives
3 of 3CHRISTOPHER RADFORD
President, Chief Executive OfficerCRD 1564302
Gary Farrell
Founder & CEOCRD 8013207
FELTON MOSLEY
Founder, CEO and PresidentCRD 2622714
Contacts
3 of 10Nicholas Rivera
Investment Adviser RepresentativeCRD 7549836
Roberto Romero Leon
ParaplannerCRD 7400252
RYAN TICE
Investment Advisor RepresentativeCRD 7185285
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 235Active vs passive
$175M in ETFs
64%
$113M
33%
$62.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI) | JP Morgan | Active | Derivative Income | $13.6M | 237,902 | 7.76% |
Location
ANAHEIM, CA
ORANGE
Location
ANAHEIM, CA
Headquartered in ANAHEIM, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 2401 E Katella Ave
- Time zone
- PT (UTC-8)
- Office locations
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