Chatterton & Associates

RIASEC Registered

Total AUM

$1.3B

Discretionary

$399M

30% of AUM

Avg account

$457K

Accounts

2,908

Employees

Advisory reps

Firm details

Headquarters: Anaheim, California
CRD number: 132295
Registered since: August 6, 2004
Website: chattertoninc.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI65.54%
Individuals34.46%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Chatterton & Associates is an independent, individual‑owned registered investment adviser that has been SEC registered since 2004. The firm focuses on serving individual and family clients and operates as a capital allocator, blending fee models that include percentage‑of‑AUM and fixed fees. Beyond advisory services, Chatterton conducts activities as a registered representative of a broker‑dealer, an insurance broker, and a seller of other financial products. Advisory services emphasize financial planning and portfolio management for individuals and small businesses, along with selection of external advisers, publication of periodicals or newsletters, and educational seminars/workshops. The firm does not identify as an active ESG investor and does not describe itself as a multi‑state or pension consultant adviser.