Chatterton & Associates
Firm details
- Headquarters
- Anaheim, California
- CRD number
- 132295
- Registered since
- August 6, 2004
- Website
- chattertoninc.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI65.54%
- Individuals34.46%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Chatterton & Associates is an independent registered investment advisor that has been SEC-registered since 2004 and is owned by an individual. The firm serves primarily individual and family clients and operates as a capital allocator, using both percentage-of-AUM and fixed-fee billing. Beyond investment advisory, Chatterton & Associates conducts business as a registered representative of a broker-dealer and as an insurance broker and other financial-product salesperson. Advisory services include financial planning, portfolio management for individuals and small businesses, selection of third-party advisers, and investor education through periodicals and seminars. The firm does not position itself as an ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities18%
- Cash & Cash Equivalents2%
Contacts
3 of 8
Robert Chatterton
ParaplannerCRD 7264214
Donna Dimaria
Registered RepresentativeCRD 1406234
Eric Oh
Financial AdvisorCRD 5488041
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$179M in ETFs
59%
$106M
15%
$72.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $15.7M | 177,211 | 8.77% |
Location
Anaheim, CA
Orange
Location
Anaheim, CA
Headquartered in Anaheim, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 3061 E Lane Palma Ave
- Time zone
- PT (UTC-8)
- Office locations
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