Mosaic Wealth

RIASEC RegisteredEst. 2021

Total AUM

$2B

Discretionary

$1.5B

75% of AUM

Avg account

$423K

Accounts

4,827

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 317377
Registered since: November 24, 2021
Website: mosaicwealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions, Other
Client types: HNWI84.39%
Individuals8.49%
Pension & Profit Sharing Plans3.54%
Corporations / Businesses2.39%
Charitable Organizations1.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mosaic Wealth is an independent registered investment adviser organized as an LLC and operating as a capital allocator to both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutions, and also offers pension consulting and manager selection services. In addition to advisory work, Mosaic Wealth conducts brokerage-style activities including insurance brokerage, futures commission merchant services, and other financial product sales. The firm charges a mix of fee types — percentage of AUM, fixed fees, commissions and other fee arrangements — reflecting a hybrid business model that combines discretionary portfolio management with transactional services. Mosaic Wealth is not an active ESG investor according to its filings. A Citywire recognition — “50 Growers Across America” in 2020 — appears in its profile.