MOSAIC WEALTH

RIASEC RegisteredEst. 2021

Total AUM

$2B

Discretionary

$1.5B

75% of AUM

Avg account

$423K

Accounts

4,827

Employees

Advisory reps

Firm details

Headquarters: SAINT LOUIS, Missouri
CRD number: 317377
Registered since: November 24, 2021
Website: mosaicwealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions, Other
Client types: HNWI84.39%
Individuals8.49%
Pension & Profit Sharing Plans3.54%
Corporations / Businesses2.39%
Charitable Organizations1.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mosaic Wealth is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves a mix of individual and family clients as well as institutional clients, offering financial planning and portfolio management across retail and business/institutional mandates. Mosaic operates as a capital allocator, selecting and allocating to third-party managers in addition to managing public investments directly. Its fee model includes percentage-of-AUM and fixed fees alongside commission-based and other revenue streams. The firm also engages in insurance brokerage and futures commission merchant activities and is involved in selection-of-other-advisers and pension consulting services. Mosaic does not position itself as an ESG-focused investor. The firm received a Citywire mention in 2020 under “50 Growers Across America,” indicating some industry recognition.