JAG Capital Management LLC

RIASEC RegisteredEst. 2011

Total AUM

$1.9B

Discretionary

$1.8B

96% of AUM

Avg account

$1.1M

Accounts

1,675

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 159227
Registered since: October 26, 2011
Website: www.jagcapm.com
Custodians: PERSHING LLC, RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Charitable Organizations27.52%
Other20.65%
HNWI18.47%
Pension & Profit Sharing Plans11.71%
Insurance Companies8.7%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

JAG Capital Management LLC is an SEC-registered institutional RIA organized as an LLC and operating since 2011. The firm serves both individual and family clients as well as institutional investors, offering financial planning and portfolio management across individuals, small businesses, investment companies and institutional entities. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. JAG identifies as an active ESG investor and is registered to operate as a commodity pool operator/commodity trading advisor (CPO/CTA), which suggests experience with derivatives or commodity-related strategies alongside traditional portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities46%
Investment Grade Corp Bonds30%
US Government Bonds14%
Public Funds/Mutual Funds6%
Cash & Cash Equivalents3%

Owners & executives

2 of 2

Norman Conley
CEO & Chief Investment OfficerCRD 2543624
Denise Alfieri
Chief Compliance OfficerCRD 4574164

Contacts

3 of 14

James Sindelar
Vice PresidentCRD 5413190
David Patritti
Senior Financial AdvisorCRD 2445575
Sandra Shotwell-cain
Vice President, Director of Institutional Client ServiceCRD 1850957