Mosaic Advisors

RIASEC Registered
Total AUM
$581M
Discretionary
$571M
98% of AUM
Avg account
$2.1M
Accounts
275
Employees
27
Advisory reps
22

Firm details

Headquarters
Houston, Texas
CRD number
164913
Registered since
June 10, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI96.5%
  • Charitable Organizations3.29%
  • Individuals0.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mosaic Advisors is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2015) and focuses on serving individual and family clients through fixed-fee arrangements. Core services are financial planning and portfolio management for individuals and small businesses. Mosaic reports being an active ESG investor and lists an insurance company among its industry affiliations. The firm is not structured as a capital allocator and its ownership is a mix of domestic entity and individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, State & Local Bonds 20%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 6%, US Government Bonds 3%, Investment Grade Corp Bonds 3%57%
  • Exchange Traded Equities57%
  • State & Local Bonds20%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$35.8M in ETFs

Passive

89%

$31.7M

Active

0%

$4.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$8.3M50,52723.20%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
3773 Richmond Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth