KDK PRIVATE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2021
Total AUM
$585M
Discretionary
$581M
99% of AUM
Avg account
$2.4M
Accounts
244
Employees
8
Advisory reps
5

Firm details

Headquarters
HOUSTON, Texas
CRD number
299583
Registered since
May 24, 2021
Website
kdkpwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI98.3%
  • Individuals1.27%
  • Other0.43%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

KDK Private Wealth Management is an SEC-registered advisory firm operating as an LLC since registration in 2021. The firm functions as both an independent RIA and a multifaceted fund manager, allocating capital directly and through pooled vehicles. Its client focus is individual and family investors, and its fee arrangements include asset-based fees alongside performance-linked compensation for certain strategies. KDK provides traditional portfolio management for individuals and small businesses, manages pooled investment vehicles, and conducts selection of third‑party advisers. The firm also acts as sponsor, general partner, or managing member on pooled investment vehicles it oversees. ESG investing is not a stated emphasis.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 27%, Exchange Traded Equities 24%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 16%, Investment Grade Corp Bonds 6%, State & Local Bonds 5%27%
  • Private Funds27%
  • Exchange Traded Equities24%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents16%
  • Investment Grade Corp Bonds6%

Owners & executives

1 of 1
  • DANIEL ROBERTS

    Chief Compliance OfficerCRD 2208120

Contacts

3 of 4
  • CHRISTIAAN GRAF

    Managing Director & Private Wealth AdvisorCRD 2913161

  • JILL NAPONIC

    Vice President, Wealth ManagementCRD 6057542

  • CHRISTIE KENNIMER

    Vice PresidentCRD 4323792

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 53

Active vs passive

$75.8M in ETFs

Passive

95%

$71.6M

Active

2%

$4.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 3000 ETF (IWV)BlackRockPassiveLarge Blend$16.6M44,77521.89%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1616 S Voss Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth