Morningstar Investment Management LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 108031
- Registered since
- October 18, 1999
- Custodians
- LINCOLN FINANCIAL DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals40.53%
- Other33.96%
- Pension & Profit Sharing Plans13.88%
- Investment Companies7.11%
- HNWI4.53%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Morningstar Investment Management LLC is a limited liability company that acts as a capital allocator and multi-service investment adviser. The firm provides fee-based portfolio management across a broad set of client types, including individual and family clients as well as institutional investors. Its advisory services cover separately managed accounts, pooled vehicles and investment companies, and extend to selecting other advisers. The firm reports CPO/CTA activity and offers a mix of percentage-of-AUM and fixed-fee billing. Morningstar Investment Management is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Private Funds24%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Sara Kasun-fretz
Chief Compliance OfficerCRD 4904519
Daniel Kemp
Chief Research and Investments OfficerCRD 7788782
Contacts
3 of 27Aaron Peterson
Regional Sales DirectorCRD 2668394
Adam Herakovich
Client Service RepresentativeCRD 4779078
Rebecca Bennett
Investment Product SpecialistCRD 4658991
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$708M in ETFs
96%
$682M
4%
$26.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TREASURY BOND ETF (GOVT) | BlackRock | Passive | Intermediate Government | $240M | 10,483,782 | 33.92% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 22 W Washington St
- Time zone
- CT (UTC-6)
- Office locations
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