HARRIS | OAKMARK

RIASEC RegisteredEst. 1995

Total AUM

$109B

Discretionary

$109B

100% of AUM

Avg account

$47.1M

Accounts

2,326

Employees

221

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 106960
Registered since: September 29, 1995
Website: harrisassoc.com
Custodians: PERSHING LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies71.86%
Pooled Investment Vehicles8.25%
HNWI6.58%
State / Municipal Government5.37%
Pension & Profit Sharing Plans3.65%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harris | Oakmark operates as a limited partnership structured hedge fund that has been SEC-registered since 1995. Its client mix includes individuals, families and institutional investors, and it provides portfolio management across individual and small-business accounts, investment companies, pooled vehicles and institutional/business mandates. The firm functions in a commodities capacity as a CPO/CTA and maintains a fee schedule that can include percentage-of-AUM charges, fixed fees and performance-based fees. It does not identify as an active ESG investor and is not characterized as a multi-state or newly formed adviser. The firm’s regulatory and industry footprint is broad: filings and affiliations indicate activity or sponsorship roles ranging from broker-dealer and other registered adviser relationships to futures-related registrations (FCM, CPO/CTA), trust and bank connections, insurance-company relationships, real-estate broker activity, and sponsor/GP roles for pooled investment vehicles.