Mora Capital Securities LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
158599
Registered since
May 2, 2012

Firm profile

FINTRX

Overview

Mora Capital Securities LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser since 2012. The record identifies ownership as a mix of a domestic entity and an individual and classifies the firm as "unclassified." The firm is not listed as a capital allocator and is not flagged as an active ESG investor. Other service-role flags on the FINTRX snapshot indicate it is not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The available information is sparse on business lines, client types, fee schedules, or advisory activities; FINTRX does not provide descriptive details about the firm’s investment approach or client-facing services in this profile.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Joaquin Frances

    Joaquin Frances

    CEOCRD 4551274

  • Fernando De Frutos Gonzalez

    Fernando De Frutos Gonzalez

    Chief Investment OfficerCRD 7450899

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Contacts

3 of 39
  • Carl Edlund

    Carl Edlund

    Executive Vice PresidentCRD 5171975

  • Renata Benghira-lima

    Renata Benghira-lima

    Client ServiceCRD 5218105

  • Marco Moreno

    Marco Moreno

    Executive Vice PresidentCRD 4320011

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1450 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth