Mora Capital Securities LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
158599
Registered since
May 2, 2012

Firm profile

FINTRX

Overview

Mora Capital Securities LLC is organized as a limited liability company and is listed in FINTRX as SEC-registered in 2012. Ownership is recorded as a combination of a domestic entity and an individual. The platform classifies the firm as "Unclassified" and records several negative flags: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. FINTRX does not supply details about the firm's advisory or other business activities, and the firm has not provided information about its affiliations. The available record therefore establishes registration and basic structural attributes but offers no public description of investment strategy, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Harold Stice

    Harold Stice

    Chief Finance OfficerCRD 1349210

  • Yanina Peras

    Office CoordinatorCRD 7191779

  • Fernando De Frutos Gonzalez

    Fernando De Frutos Gonzalez

    Chief Investment OfficerCRD 7450899

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Contacts

3 of 39
  • Jose Alfonso

    Jose Alfonso

    Head of AnalyticsCRD 7062870

  • Salvador Ramos Carmona

    Client AdvisorCRD 8018222

  • Roberto Garcia

    Roberto Garcia

    Senior VP, InvestmentsCRD 1877805

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1450 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth