Montgomery Investment Management Inc

RIASEC RegisteredEst. 1987

Total AUM

$490M

Discretionary

$311M

64% of AUM

Avg account

$4.5M

Accounts

108

Employees

3

Advisory reps

7

Firm details

Headquarters: Rockville, Maryland
CRD number: 105417
Registered since: August 6, 1987
Custodians: CHARLES SCHWAB & CO., INC., BANK OF AMERICA TRUST OPERATIONS
Fee structure: Percentage of AUM
Client types: HNWI99.53%
Charitable Organizations0.47%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Montgomery Investment Management Inc. is a privately owned corporate investment adviser that manages portfolios for individuals, families and small businesses as well as some institutional clients. The firm charges fees as a percentage of assets under management and has been SEC-registered since 1987. Its public filings indicate a clear preference for equity exposure, with portfolio management focused on exchange-traded securities rather than active ESG or pension consulting services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Cash & Cash Equivalents10%

Owners & executives

1 of 1

Franklin Koonce
President and Chief Compliance OfficerCRD 2510250

Contacts

3 of 6

Calvin Koonce
Founder and Managing DirectorCRD 706385
Laura Murphy
Financial AdvisorCRD 1265676
Virginia Craig
DirectorCRD 1473341

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 5

Active vs passive

$19.7M in ETFs

Passive

100%

$19.7M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)	BlackRock	Passive	Ultrashort Bond	$14.2M	141,490	72.34%

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Primary office

Rockville, MD

Montgomery

Location

Rockville, MD

Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Montgomery
Address: 6229 Executive Blvd
Time zone: ET (UTC-5)
Office locations

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