MONTGOMERY FINANCIAL

Overview

Montgomery Financial is an independent registered investment adviser organized as an LLC and run by an individual owner. The firm positions itself as a capital allocator for both private clients and institutional sponsors, providing a mix of discretionary portfolio management and advisory services. Its service menu includes comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, selection of outside advisers, and educational seminars and workshops. Investment positioning skews toward equities: the firm shows a clear preference for exchange-traded equities and ETFs as core building blocks. Montgomery Financial operates with full discretionary authority over its managed assets, which supports model-driven and separately managed account (SMA) implementations. The firm is not an active ESG investor and does not operate as a multi-state adviser. Fee arrangements are flexible and include percentage-of-AUM billing along with hourly and fixed-fee engagements, allowing for both ongoing wealth management relationships and project-based planning work.

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Location & Offices