Montgomery Financial

RIASEC RegisteredEst. 2024
Total AUM
$230M
Discretionary
$230M
100% of AUM
Avg account
$153K
Accounts
1,505
Employees
6
Advisory reps
5

Firm details

Headquarters
Ocean City, Maryland
CRD number
170024
Registered since
February 15, 2024
Website
montgomeryfinancialservices.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals77.07%
  • HNWI22.82%
  • Charitable Organizations0.1%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Montgomery Financial is an independent registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2024 and is owned by an individual principal. It acts as a capital allocator and serves both individuals/families and institutional clients. Fee arrangements are flexible and include percentage-of-AUM billing along with hourly, fixed-fee, and other fee structures. Core advisory services emphasize financial planning and portfolio management for individuals and small businesses. The firm also provides pension consulting support, advisor selection services, and runs educational seminars and workshops. Montgomery Financial does not present itself as an active ESG investor. Industry affiliations include relationships with another investment adviser and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Investment Grade Corp Bonds 14%, Public Funds/Mutual Funds 14%, US Government Bonds 3%, Cash & Cash Equivalents 2%, State & Local Bonds 1%66%
  • Exchange Traded Equities66%
  • Investment Grade Corp Bonds14%
  • Public Funds/Mutual Funds14%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Contacts

3 of 5
  • Jeffrey Montgomery

    Jeffrey Montgomery

    Owner and PresidentCRD 5921383

  • Joan Gursky

    CRD 8213798

  • Edward Loftice

    Edward Loftice

    Senior Vice PresidentCRD 6151525

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 172

Active vs passive

$111M in ETFs

Passive

66%

$73.4M

Active

3%

$37.3M

ETFProviderStyleCategoryValueShares% of portfolio
STERLING CAPITAL ENHANCED CORE BOND ETF (SCEC)Sterling Capital$25.3M1,011,16922.87%
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Location

Primary office

Ocean City, MD

Worcester

Location

Ocean City, MD

Headquartered in Ocean City, MD, anchoring the Salisbury-Cambridge, MD-DE metro in the South.

Metro area
Salisbury-Cambridge, MD-DE
Region
South
County
Worcester
Address
11718 Ocean Gtwy
Time zone
ET (UTC-5)
Office locations

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