Montgomery Financial
Firm details
- Headquarters
- Ocean City, Maryland
- CRD number
- 170024
- Registered since
- February 15, 2024
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals77.07%
- HNWI22.82%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Montgomery Financial is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registered in 2024) and is owned by an individual. It serves both individual and family clients as well as institutional clients and acts as a capital allocator, using third-party managers where appropriate. Fee arrangements are flexible and include percentage-of-AUM, hourly, fixed-fee and other structures. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, selection of other advisers, pension consulting services, and delivery of educational seminars and workshops. Montgomery Financial does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Investment Grade Corp Bonds14%
- Public Funds/Mutual Funds14%
- US Government Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 199Active vs passive
$117M in ETFs
66%
$77.5M
4%
$39.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STERLING CAPITAL ENHANCED CORE BOND ETF (SCEC) | Sterling Capital | $25.4M | 1,068,956 | 21.66% |
Location
Ocean City, MD
Worcester
Location
Ocean City, MD
Headquartered in Ocean City, MD, anchoring the Salisbury-Cambridge, MD-DE metro in the South.
- Metro area
- Salisbury-Cambridge, MD-DE
- Region
- South
- County
- Worcester
- Address
- 11718 Ocean Gtwy
- Time zone
- ET (UTC-5)
- Office locations
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