Moffettnathanson

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
21
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
327787
Fee structure
Subscription Fees, Other

Firm profile

FINTRX

Overview

Moffettnathanson is organized as a limited liability company and is classified as an institutional registered investment adviser. Its stated client base is institutional, and its fee model includes subscription fees and other non-retainer structures. The firm is not flagged as a capital allocator or as an active ESG investor. It is not a multistate adviser, not newly formed, and does not identify as a pension consultant or related adviser. Ownership is listed as a mix of domestic entity and individual ownership. Regulatory/operational roles reported for the firm go beyond a typical advisory relationship: the firm is identified as an Other Investment Adviser, a CPO/CTA, and as a sponsor, general partner, or managing member of pooled investment vehicles. Those affiliations indicate the firm both advises external clients and sponsors or operates pooled investment vehicles and commodity/managed‑futures-type programs.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Daniel Whitaker

    Daniel Whitaker

    AssociateCRD 6351221

  • Rebecca Sollosy

    Rebecca Sollosy

    Senior Compliance ConsultantCRD 4857399

  • John Towers

    John Towers

    Senior Managing DirectorCRD 2785258

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1325 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth