MKT AND ASSOCIATES LLC

RIASEC RegisteredEst. 2024
Total AUM
$379M
Discretionary
$379M
100% of AUM
Avg account
$695K
Accounts
545
Employees
6
Advisory reps
4

Firm details

Headquarters
TACOMA, Washington
CRD number
329889
Registered since
February 23, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals92.32%
  • HNWI6.01%
  • Pension & Profit Sharing Plans1.67%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

MKT And Associates LLC is an independent, individual-owned registered investment adviser that entered SEC registration in 2024. The firm primarily serves individual and family clients, and it offers financial planning and portfolio management for individuals and small businesses. Its client billing mixes AUM-based fees with hourly charges. The adviser does not identify as an active ESG investor, is not a pension consultant, and is not structured as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Private Funds 24%, Cash & Cash Equivalents 8%, Investment Grade Corp Bonds 6%, US Government Bonds 3%, State & Local Bonds 3%56%
  • Public Funds/Mutual Funds56%
  • Private Funds24%
  • Cash & Cash Equivalents8%
  • Investment Grade Corp Bonds6%
  • US Government Bonds3%

Owners & executives

1 of 1

  • MATTHEW KEEFE

    Managing Partner and Chief Investment OfficerCRD 3273518

Contacts

3 of 3

  • BRIAN SCALABRINE

    MemberCRD 5823286

  • Webster Burrier

    Financial AdvisorCRD 7061229

  • JEAN PIERRE PEDINIELLI

    Investment Advisor RepresentativeCRD 2812956

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TACOMA, WA

PIERCE

Location

TACOMA, WA

Headquartered in TACOMA, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
PIERCE
Address
110 S 9th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth