Financial Insights Wealth Management

RIASEC Registered
Total AUM
$747M
Discretionary
$708M
95% of AUM
Avg account
$972K
Accounts
768
Employees
16
Advisory reps
8

Firm details

Headquarters
Tacoma, Washington
CRD number
108797
Registered since
June 26, 1984
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI78.65%
  • Individuals20.92%
  • Pension & Profit Sharing Plans0.28%
  • Charitable Organizations0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Insights Wealth Management is an independent, privately owned registered investment adviser; it has been SEC-registered since 1984. The firm works with both individual and family clients as well as institutional accounts, and it describes itself as a capital allocator that also helps select outside managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting services, and educational seminars. Fee arrangements combine AUM-based fees with hourly charges. The firm indicates active consideration of environmental, social and governance (ESG) factors in its investment process.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 43%, Cash & Cash Equivalents 8%, State & Local Bonds 3%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds43%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$402M in ETFs

Passive

62%

$250M

Active

8%

$152M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$49.9M555,76612.41%

Location

Primary office

Tacoma, WA

Pierce

Location

Tacoma, WA

Headquartered in Tacoma, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
Pierce
Address
1551 Broadway
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth