Mitchell, Mcleod, Pugh & Williams, Inc.

RIASEC RegisteredEst. 2006

Total AUM

$2.7B

Discretionary

$1.9B

72% of AUM

Avg account

$1.1M

Accounts

2,420

Employees

Advisory reps

Firm details

Headquarters: Mobile, Alabama
CRD number: 138240
Registered since: January 13, 2006
Website: mmpw.com
Custodians: CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI59.04%
Pension & Profit Sharing Plans29.19%
Individuals6.4%
Charitable Organizations3.49%
Corporations / Businesses1.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Mitchell, McLeod, Pugh & Williams, Inc. is an independent, SEC‑registered investment adviser organized as a corporation and operating since 2006. The firm serves both individual and family clients as well as institutional relationships. Its stated advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and publication of periodicals or newsletters. Fee arrangements are a mix of percentage‑of‑AUM billing alongside hourly and fixed fees. FINTRX flags the firm as not being a capital allocator and not an active ESG investor. It is listed as an owner‑type “Individual” adviser and is not marked as a multi‑state or newly formed adviser. While pension consulting appears among its service offerings, FINTRX does not classify the firm as a pension consultant under its separate field.