Mitchell, Mcleod, Pugh & Williams, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 138240
- Registered since
- January 13, 2006
- Website
- mmpw.com
- Custodians
- CHARLES SCHWAB & CO., INC., ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI59.04%
- Pension & Profit Sharing Plans29.19%
- Individuals6.4%
- Charitable Organizations3.49%
- Corporations / Businesses1.44%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals
Firm profile
FINTRXOverview
Mitchell, McLeod, Pugh & Williams, Inc. is an independent, privately owned registered investment adviser that has been SEC‑registered since 2006. The firm serves both individual and family clients as well as institutional accounts and bills clients using a mix of percentage‑of‑AUM fees, hourly charges, and fixed fees. Its stated advisory activities include financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, pension consulting services, and the publication of investment periodicals or newsletters. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities14%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
1 of 1
Katherine Mcginley
Chief Compliance OfficerCRD 2765965
Contacts
3 of 8
Thomas Iturbe
AssociateCRD 7489994
Gray Ingle
DirectorCRD 6147214
Richard Mitchell
Founder and Managing DirectorCRD 2134844
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$308M in ETFs
93%
$285M
6%
$22.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $48.7M | 81,582 | 15.83% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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