Aull & Monroe
Firm details
- Headquarters
- Mobile, Alabama
- CRD number
- 104830
- Registered since
- February 16, 1990
- Website
- www.aullmonroe.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.43%
- Individuals10.87%
- Pension & Profit Sharing Plans6.94%
- Corporations / Businesses3.7%
- Charitable Organizations0.06%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Aull & Monroe is an independent, privately owned registered investment adviser that has been SEC-registered since 1990. The firm provides portfolio management primarily for individuals, small businesses and family clients, and also serves institutional accounts. Its fee arrangements include AUM-based billing alongside hourly and fixed-fee engagements, reflecting a mix of ongoing wealth management and project-based advisory work. The firm does not characterize itself as an ESG-focused investor and is not set up as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Cash & Cash Equivalents21%
- Public Funds/Mutual Funds16%
- US Government Bonds2%
Owners & executives
1 of 1
Charles Thuss
Chief Compliance OfficerCRD 6004842
Contacts
3 of 5Jamie Thuss
VP, Portfolio ManagerCRD 3188652
James Aull
President and Senior Portfolio ManagerCRD 2245495
William Monroe
Senior Portfolio ManagerCRD 2185266
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$12.3M in ETFs
95%
$11.7M
2%
$577K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.1M | 4,124 | 25.61% |
Location
Mobile, AL
Mobile
Location
Mobile, AL
Headquartered in Mobile, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Mobile
- Address
- 3658 College Ln S
- Time zone
- CT (UTC-6)
- Office locations
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