AULL & MONROE

RIASEC RegisteredEst. 1990

Total AUM

$323M

Discretionary

$323M

100% of AUM

Avg account

$775K

Accounts

417

Employees

Advisory reps

Firm details

Headquarters: MOBILE, Alabama
CRD number: 104830
Registered since: February 16, 1990
Website: www.aullmonroe.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI78.43%
Individuals10.87%
Pension & Profit Sharing Plans6.94%
Corporations / Businesses3.7%
Charitable Organizations0.06%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Aull & Monroe is a boutique RIA focused on portfolio management for individuals and small businesses, with an owner-operated structure and an SEC registration dating to 1990. The firm deploys a primarily equity-driven approach, favoring exchange-traded equities as the core sleeve of client portfolios while supplementing with select alternative positions. Fee arrangements are flexible: percentage-of-AUM, hourly, and fixed-fee engagements are all offered, which supports customized planning and investment relationships across a mix of wealth levels. The firm does not list active ESG investing as a core practice. Client types include both individual and family investors as well as institutional relationships. Investment decisions appear centered on long-only equity exposure with tactical use of ETFs and selected private offerings or real estate placements to add diversification and yield where appropriate.