MIDDLEGROUND CAPITAL

RIASEC RegisteredEst. 2018
Total AUM
$3.9B
Discretionary
$3.9B
100% of AUM
Avg account
$162M
Accounts
24
Employees
111
Advisory reps
7

Firm details

Headquarters
Lexington, Kentucky
CRD number
297235
Registered since
June 15, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Middleground Capital is organized as a limited partnership and is registered with the SEC since 2018. The firm operates as a private equity fund manager focused on pooled investment vehicles and serves an institutional client base. Ownership is described as a combination of a domestic entity and an individual. Its advisory activity centers on portfolio management for pooled funds, and the firm also functions in sponsor and general partner roles—acting as an adviser, managing member and GP of its managed vehicles. Fee arrangements include asset-based fees plus performance-linked compensation. Middleground Capital reports being an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Scot Duncan

    Partner, Chief Operating OfficerCRD 6951260

  • Jonathan La

    Chief Financial OfficerCRD 8067260

Contacts

3 of 5
  • CHRISTOPHER SPEIGHT

    PartnerCRD 5003956

  • CHRISTEN PARAS

    PartnerCRD 6497760

  • JUSTIN STEIL

    PartnerCRD 4427930

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lexington, KY

FAYETTE

Location

Lexington, KY

Headquartered in Lexington, KY, anchoring the Lexington-Fayette--Richmond--Frankfort, KY metro in the South.

Metro area
Lexington-Fayette--Richmond--Frankfort, KY
Region
South
County
FAYETTE
Address
1500 Aristides Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth