MICHAEL WATERS INVESTMENT ADVISERS LLC

RIASEC Registered
Total AUM
$2.4M
Discretionary
$2.4M
100% of AUM
Avg account
$261K
Accounts
9
Advisory reps
1

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
316400
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Michael Waters Investment Advisers LLC operates as a limited liability company focused on providing portfolio management services primarily for individual and family clients. The firm employs a fee structure that includes a percentage of assets under management and fixed fees. While it does not actively engage in ESG investing, it has carved out a niche in managing portfolios for small businesses and individuals. The firm is classified as unclassified, indicating a broad range of potential investment strategies without a specific focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, US Government Bonds 5%95%
  • Exchange Traded Equities95%
  • US Government Bonds5%

Owners & executives

1 of 1
  • Michael Waters

    Chief Compliance OfficerCRD 7426819

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OKLAHOMA CITY, OK

OKLAHOMA

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
616 N Broadway Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth