INVESTMENT STRATEGIES, LLC

RIASEC Registered
Total AUM
$6.7M
Discretionary
$6.4M
95% of AUM
Avg account
$38.2K
Accounts
176
Employees
2
Advisory reps
2

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
140739
Custodians
BETTERMENT, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Individuals74.06%
  • HNWI25.94%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Investment Strategies, LLC is a small, privately held advisory firm organized as an LLC that serves individual and family clients. The firm functions as a capital allocator and provides portfolio management for individuals and small businesses, offers pension consulting services, and selects third‑party advisers on behalf of clients. Its client billing includes a percentage‑of‑assets component and other fee arrangements. The firm is not an active ESG investor and reports an industry affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

2 of 2
  • RHETT WOOD

    PresidentCRD 6000403

  • Marcus Rose

    Investment Advisor RepresentativeCRD 6619492

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OKLAHOMA CITY, OK

CLEVELAND

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
CLEVELAND
Address
932 SW 107th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth