METLIFE INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$564B
Discretionary
$561B
99% of AUM
Avg account
$700M
Accounts
805
Employees
956
Advisory reps
5

Firm details

Headquarters
WHIPPANY, New Jersey
CRD number
142463
Registered since
November 29, 2006
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Insurance Companies80.7%
  • Pension & Profit Sharing Plans5.44%
  • Investment Companies5.33%
  • Pooled Investment Vehicles4.5%
  • Corporations / Businesses1.91%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

MetLife Investment Management, LLC is a multi-strategy investment manager organized as an LLC that serves primarily institutional clients. The firm offers portfolio management across a broad range of client types — individuals and small businesses, pooled investment vehicles, investment companies, and institutional entities — and also provides selection of sub‑advisers. It is registered with the SEC and operates as a CPO/CTA while maintaining affiliations consistent with being a broker‑dealer, an insurance company affiliate, and a sponsor/GP or managing member of pooled vehicles. Fee arrangements include percentage‑of‑AUM and performance‑based structures. The firm identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 43%, Investment Grade Corp Bonds 35%, US Government Bonds 12%, Sovereign Bonds 4%, Cash & Cash Equivalents 3%, Exchange Traded Equities 2%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%43%
  • Other43%
  • Investment Grade Corp Bonds35%
  • US Government Bonds12%
  • Sovereign Bonds4%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • ISRAEL GRAFSTEIN

    Global Chief Compliance OfficerCRD 4264856

  • MICHAEL YICK

    Chief Financial OfficerCRD 4187342

  • MICHAEL KARPIK

    Chief Operating OfficerCRD 1709305

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Contacts

1 of 1
  • BRIAN FUNK

    PresidentCRD 4266799

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 28

Active vs passive

$753M in ETFs

Passive

100%

$751M

Active

<1%

$2.3M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$201M308,42826.63%

Location

Primary office

WHIPPANY, NJ

MORRIS

Location

WHIPPANY, NJ

Headquartered in WHIPPANY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MORRIS
Address
1 Metlife Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth