MESA WEST CAPITAL

RIASEC RegisteredEst. 2011
Total AUM
$8.7B
Discretionary
$8.4B
97% of AUM
Avg account
$870M
Accounts
10
Employees
50
Advisory reps
7

Firm details

Headquarters
Los Angeles, California
CRD number
158959
Registered since
September 19, 2011
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles97.15%
  • Insurance Companies2.85%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mesa West Capital is an LLC that registers with the SEC and has been operating as an adviser since 2011. The firm classifies itself as an alternative fund provider serving institutional clients and uses a mix of percentage-of-AUM and performance-based fee structures, along with other fee arrangements. Its advisory activities emphasize portfolio management for pooled investment vehicles and for businesses or institutions. Mesa West is not positioned as a multi-state or newly formed adviser, and it does not describe itself as an active ESG investor. The firm reports no role as a capital allocator and does not identify as a pension consultant or a related adviser. Its corporate footprint includes a combination of domestic entity and individual ownership. The firm maintains a broad set of industry affiliations and operational capabilities that go beyond pure advisory work: it is connected to broker-dealer activity, registered municipal advising, commodity pool/trading roles (CPO/CTA), futures commission merchant activity, banking or thrift institution functions, real estate brokerage, and acting as sponsor or general partner/managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • MUSTUFA SALEHBHAI

    Chief Legal OfficerCRD 5066028

  • ARLENE MORRIS

    Chief Compliance OfficerCRD 5117165

  • RAPHAEL FISHBACH

    Co-CEOCRD 6884046

Unlock 1 more executives

Contacts

3 of 3
  • BENJAMIN HUNEKE

    Head of Investment ManagementCRD 2796985

  • Brett Burns

    Head of AccountingCRD 6710181

  • JOHN KLOPP

    Head of Global Real AssetsCRD 5753735

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
11755 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth