Mcgowan Group Asset Management, Inc.
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 154127
- Registered since
- July 14, 2010
- Website
- themcgowangroup.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI79.55%
- Individuals16.21%
- Charitable Organizations2.17%
- Corporations / Businesses1.36%
- Pension & Profit Sharing Plans0.7%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Mcgowan Group Asset Management, Inc. is an independent registered investment adviser that has been SEC-registered since 2010. The firm is organized as a corporation and is owned by a domestic individual entity. It serves both individual & family and institutional clients, with a fee model based on a percentage of assets under management. Advisory work is focused on portfolio management for individuals and small businesses. The firm is not structured as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. Mcgowan Group received recognition on Forbes’ Top RIA Firms list in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds45%
- Exchange Traded Equities41%
- Cash & Cash Equivalents13%
- State & Local Bonds1%
Owners & executives
2 of 2
Andrew Warning
Chief Compliance OfficerCRD 3211861
Joyce Cheng
Chief Operating OfficerCRD 6840740
Contacts
3 of 6Stephen Norris
Director of AllocationsCRD 5204058
Spencer Mcgowan
OwnerCRD 1546977
Andrew Orton
Director of ResearchCRD 2710200
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 14Active vs passive
$60.5M in ETFs
19%
$11.3M
45%
$49.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ULTRA SHORT BOND ETF (GSST) | Goldman Sachs | Active | Ultrashort Bond | $27.3M | 540,585 | 45.18% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 300 Crescent Ct
- Time zone
- CT (UTC-6)
- Office locations
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